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RFG Advisory’s President & Chief Investment Officer (CIO), Rick Wedell, was named a CIO 5: Top Wealth Management CIOs by Wealth Solutions Report on February 18, 2025.
This recognition was provided on February 18, 2025 by Wealth Solutions Report. It covers the period of April 2024 to February 2025. There was no compensation exchanged in consideration for this Recognition. For more information, visit: https://wealthsolutionsreport.com/2025/02/18/wsr-names-the-cio-5-top-wealth-management-cios/
RFG Advisory was named one of America’s Top Financial Advisory Firms 2025 by Newsweek on November 19, 2024.
Plant-A Insights Group and Newsweek have partnered to identify America’s Top Financial Advisory Firms 2025. We analyzed over 15,000 Financial advisories registered with the SEC, and then applied the following methodology to identify the best of the best.
We began by shortlisting firms with more than $20 million assets under management (AUM), a minimum of 3 wealth advisors, at least 5 individual clients, and at least two years of SEC registration. Firms were also screened for clean disciplinary records and availability of portfolio management services to individual investors. These shortlisted firms were then analyzed and scored based on the following factors:
We calculate a score for each firm. The top 750 Financial Advisory Firms have been recognized as America’s Top Financial Advisory Firms 2025. The performance of firms not included in the ranking is not disputed.
This ranking was provided on November 19th, 2024 by Newsweek.com. It covers the period of September 2019 to September 2024. The provision of this award does not qualify or quantify the quality of the advisory services received by clients.
RFG Advisory was named to the FAR 10 – Top Financial Advisor Recruiters list by Wealth Solutions Report on June 11, 2024.
The FAR 10 – Top Financial Advisor Recruiters recognizes leaders who excel in guiding financial advisors toward their ideal career destinations, leveraging their industry expertise and connections. These recruiters operate across a range of models, including independent businesses, broker-dealer networks, RIAs, hybrids, and custodians, providing tailored guidance on diverse affiliation options or the merits of launching independent firms. They emphasize platform benefits such as home office responsiveness, technological capabilities, M&A expertise, succession planning, investment options, portfolio management, marketing support, legal considerations, and overall reputation. By aligning advisors with platforms that match their career goals and personal values, these recruiters play a vital role in fostering professional success. Additionally, their efforts contribute significantly to the growth and success of their own organizations. The FAR 10 celebrates these accomplished leaders for their dedication to excellence and their impact on the industry.
This ranking was provided on June 11th 2024 by Wealth Solutions Reports. The provision of this award does not qualify or quantify the quality of the advisory services received by clients.
Jordan Hutchison was named to the Investment News Rising Stars 2024 list on November 20th, 2024.
InvestmentNews invited financial advice and wealth management professionals across the country to nominate their most exceptional young talent for the inaugural Rising Stars list. Nominees had to be aged 40 or under (as of November 30, 2024) and be committed to a career in wealth management with a clear passion for the industry. Nominees were asked about their current role, key achievements, and career goals, as well as the contributions they’ve made to shaping the industry. Recommendations from managers and senior industry professionals were also taken into account. The Rising Stars were determined by an independent panel of industry leaders.
This award was provided on November 20th, 2024 by InvestmentNews. It covers the period from July 2023 to July 2024. There was no compensation exchanged in consideration for this Recognition.
Janine Bevelle was named to the InvestmentNews Top Financial Professionals in the US | Hot List on December 17, 2024.
In August 2024, InvestmentNews invited wealth professionals from across the country to nominate their most exceptional leaders for the second annual Hot List. After receiving hundreds of nominations, InvestmentNews narrowed the list down to 97 movers and shakers whose contributions have helped shape the wealth industry over the past 12 months. From innovators at the forefront of change to leaders who are transforming the way the industry does business, this year’s Hot List represents the best the industry has to offer.
This ranking was provided on December 17th, 2024 by InvestmentNews. It covers the period of August 2023 to August 2024. There was no compensation exchanged in consideration for this Recognition.
RFG Advisory was named Best Financial Advisory Firm of 2024 by USA Today and Statista on April 24, 2024.
The ranking of the best registered investment advisory firms (“RIA Firms”) is based on two dimensions: recommendations by financial advisors, clients as well as industry experts and a firm’s development of Assets under Management (AUM).Recommendations were collected via an independent survey among over 25,000 individuals. Clients, industry experts and financial advisors working for an RIA firm could recommend the RIA firms they find commendable. Self-recommendations were prohibited and were therefore not included in the evaluation. AUM development was analyzed both in the short- and long-term using publicly available data. Short-term AUM development was calculated over a twelve-month period from January 2023 to January 2024, while long-term development spanned a five-year period from 2019 to 2024. The final score was calculated by weighting recommendations at 20% and AUM development at 80%. Within the AUM growth metric, short-term and long-term growth were each weighted 30/70. RFG Advisory did not pay a fee to participate or be considered.
This rating was published on April 24th 2024 by USA Today and Statista. The survey period on which this rating was based is from November 6th, 2023 to January 10th, 2024. No fees were paid to USA Today and Statista to obtain this ranking. The Ranking list was funded, directed, and supported by USA TODAY and Statista.
RFG Advisory was named one of the Best Places to Work for Financial Advisors in the USA by Investment News and Best Companies Group on February 28, 2024.
To identify and celebrate the Best Places to Work for Financial Advisors, InvestmentNews and Best Companies Group conducted a comprehensive evaluation process. Organizations were first invited to participate by completing an employer form that detailed their offerings and practices. To qualify, organizations needed to meet specific criteria: they must be a registered investment adviser (RIA), affiliated with an independent broker-dealer (IBD), or a hybrid/dually registered firm doing business through an RIA; be based in the United States; employ a minimum of 15 full- or part-time employees in the U.S., with all employees included in the count regardless of department; and have been in business for at least one year.
The evaluation process included two key components: an in-depth questionnaire completed by employers and a company-wide survey allowing employees to provide candid feedback. Once both parts were completed, InvestmentNews analyzed the data to determine whether the organization met the high standards required to earn recognition as a “best” workplace. For credibility, organizations with 15–24 employees needed an 80% or higher response rate on the employee survey to qualify.
InvestmentNews/Best Companies Group awarded RFG Advisory, LLC., its 2024 Best Places to Work award on February 28, 2024 after extensive survey, research and analysis were completed from October 2023 thru January 2024.
RFG Advisory was named the Top Advisor Support Platform of 2024 by WealthManagement.com on September 5, 2024.
The Wealthmanagement.com Industry Awards are independently granted in recognition of business initiatives that enhance financial advisor success and help advisors create better outcomes for their clients. The program begins with an open nomination process for all categories which extends from February to May. Firms submit business initiatives either introduced or enhanced during the previous 18 months. Submissions are reviewed in June by a panel of independent judges with required industry expertise, looking at the submission’s innovation, scope and impact. From the pool of submissions, judges select finalists for each category. Each judge on the committee then ranks those finalists, with the weighted aggregate ranking determining the winner. Winners are announced in September. No financial compensation is paid for consideration in the award process. Judges’ decisions are made independent of any firm’s business relationships with Informa Plc. Judges recuse themselves from the process from selecting finalists or winners for any category where the conflict exists.
This Rating is provided on September 5, 2024 by WealthManagement.com. It covers the period of June 4, 2024 – September 4,2024. There was no compensation exchanged in consideration for this Rating.
RFG Advisory was named one of The 52 Best RIAs to Work For by Financial-Planning.com on December 3, 2024.
“Best Companies Group conducts a simple yet thorough company assessment designed to gather detailed information about your workplace. Employers will complete an in-depth questionnaire and employees will have the opportunity to offer their honest feedback by taking part in a company-wide survey. Both portions of the assessment must be complete in order to be considered for the “best” list.
Once both portions of the assessment are complete, we’ll analyze the data to determine if your organization has what it takes to be the “best.” From there, we’ll use the data to rank each participating organization and compile your BCG EnGauge Dashboard which is available for purchase. That report will include responses from your employee surveys as well as benchmarking reports, allowing you to compare your organization to the current list-makers.
The Employee Engagement & Satisfaction Survey consists of approximately 77 statements that employees respond to along with two open-ended and seven demographic questions.”
This Rating is provided on December 3, 2024 by Financial-Planning.com. It covers the period of August 30, 2024, to October 15, 2024. There was no compensation exchanged in consideration for this Rating.
RFG Advisory was named one of the Top 50 RIA Firms by ETF.com on November 18, 2024.
etf.com editors will review and select Financial Advisors and RIA firms based on their ability to achieve returns for client portfolios, hit client goals, offer a breadth of specialties, exhibit a solid and consistent track record, maintain fiduciary interests for clients, and more. A key selection criterion is significant ETF allocation in client portfolios. Fee models, asset size minimums, diversity of teams, and asset management strategies will also be considered. The list will aim to feature a diverse list of advisors and firms from smaller boutique firms to that of larger companies that may be able to provide more comprehensive financial management. It will include firms and advisors whose client portfolio range in size, from very high net-worth households to those with smaller amounts of net worth and investable assets.
These ratings were provided on November 18, 2024 by etf.com. There was no compensation exchanged in consideration for this Rating.
Shannon Spotswood was named ThinkAdvisor Executive of the Year on December 12, 2024.
Starting in July, InvestmentNews invited financial advice and wealth management professionals across the country to nominate their most exceptional young talent for the inaugural Rising Stars list. Nominees had to be aged 40 or under (as of November 30, 2024) and be committed to a career in wealth management, with a clear passion for the industry. Nominees were asked about their current role, key achievements, and career goals, as well as the contributions they’ve made to shaping the industry. Recommendations from managers and senior industry professionals were also taken into account. The Rising Stars were determined by an independent panel of industry leaders.
This award was provided on December 12th, 2024 by ThinkAdvisor. It covers the period of January 2023 to July 2024. The provision of this award does not qualify or quantify the quality of the advisory services received by clients.
Jordan Hutchison was named a ThinkAdvisor NextGen Rising Star Honoree on December 12, 2024.
ThinkAdvisor’s distinguished judging panel and seasoned editorial team invite nominations from firms and individuals across the financial services industry who exemplify leadership, innovation, and community impact. Nominees should demonstrate a meaningful influence on their firm, advisors, and the broader professional and industry community through both quantitative and qualitative results. This includes the number of advisors impacted and a detailed explanation of innovative contributions to specific programs, their organization, and the wider industry. Nominations should highlight the ability to achieve goals with creativity and problem-solving, along with a dedication to advancing advisor development and improving the industry’s capacity to serve clients’ best interests. A commitment to ethical standards, excellence, and service is essential. Submissions should include 3-5 examples of accomplishments within the past 12-18 months, supported by materials that illustrate the measurable and qualitative impact of these efforts.
This award was provided on December 12th, 2024 by ThinkAdvisor. It covers the period of January 2023 to July 2024. The provision of this award does not qualify or quantify the quality of the advisory services received by clients.
RFG Advisory was named one of Forbes’ 2024 Top RIA Firms in America on October 9, 2024.
The Forbes ranking of America’s Top RIA Firms, developed by SHOOK Research, is based on an algorithm of qualitative criteria, mostly gained through telephone, virtual and in-person due diligence interviews, and quantitative data. The algorithm weighs factors like revenue trends, assets under management, compliance records, industry experience and those that encompass best practices and approach to working with clients. Portfolio performance is not a criterion due to varying client objectives and lack of audited data. Neither Forbes nor SHOOK receive a fee in exchange for rankings. For more information, please visit https://www.forbes.com/sites/rjshook/2024/10/08/methodology-americas-top-ria-firms-2024/
Forbes awarded RFG Advisory its 2024 Top RIA Firms in America award on October 9th , 2024 after extensive survey, research and analysis were completed from October 2023 through October 2024. RFG Advisory did not pay a fee to participate or be considered.
The financial advisory industry continued to expand in 2022 despite a down stock market and high inflation. The industry now comprises more than 15,000 SEC-registered investment advisors – nearly twice as many as 20 years ago, according to the Investment Adviser Association.
SmartAsset identified all U.S.-based investment advisors registered with the U.S. Securities & Exchange Commission (SEC) to compile its rankings. The analysis focused on firms with at least $500 million in assets under management, offering financial planning services, and maintaining a clean disclosure record. Firms that underwent mergers or acquisitions between 2020 and the present were excluded from consideration.
The study evaluated approximately 1,700 firms meeting these criteria, ranking them based on several key metrics:
Source: SmartAsset 2023 Study
RFG Advisory was selected for the inaugural list of the Best Financial Advisory First of 2023, developed for USA TODAY by market research firm Statista.
USA Today and Statista selected Best Financial Advisory Firms 2023 based on two dimensions: recommendations by clients and peers and a firm’s growth of Assets under Management (AUM). The recommendations were collected via an independent survey sent to over 20,000 individuals during 2022. The development of AUM was analyzed both short (2022) and long term (2018-2023) based on publicly available data. In the consideration for the top 500 RIA firms, recommendations had a weight of 20% while development of AUM had a weight of 80% (short-term and long-term growth were equally weighted) to derive the final score. For more information, click here.
RFG Advisory did not pay a fee to participate or be considered.
The BBJ’s Who’s Who in Financial Planning & Wealth Management highlights top executives in Birmingham in the wealth management industry. The individuals recognized are key leaders in Birmingham’s wealth management industry and include executives from the top firms in the city.
The Birmingham Business Journal’s Who’s Who winners were identified by an editorial panel as the top executives from the largest financial planning and wealth management firms on the BBJ’s most recent Lists.
RFG Advisory did not pay a fee to participate or be considered.
An evolution of our Broker-Dealers of the Year awards, the LUMINARIES program is now in its second year. It aims to highlight how top-performing industry participants — both firms and individuals — produce meaningful results through efforts that matter most to advisors in Community Impact; Diversity, Equity & Inclusion; Executive Leadership; and Thought Leadership & Education.
Candidates are evaluated by ThinkAdvisor’s editorial team based on the dynamic and inclusive ways that they are driving the wealth, investment and retirement industry forward. In 2022, 33 individuals and organizations were awarded as finalists. Shannon Spotswood was recognized as one of the winners in the 2022 Executive Leadership category.
RFG Advisory did not pay a fee to participate or be considered.
With over 25 years of experience in the financial industry and over six years at the helm of RIA RFG Advisory, Shannon Spotswood leads RFG with a strategic vision of nationwide growth and a focus on M&A, advisor recruitment, marketing and business development.
WSR recognizes another group of leaders in wealth management – women who helm their firms – as the next in the series of our invitation-only WSR Pathfinder Awards, which recognizes the combination of wealth management industry success and diversity. As with previous WSR Pathfinder Awards, we reviewed a wide range of top executives against a robust set of criteria, including their impact on wealth management, charitable activities, years in leadership and recognition within the industry.
RFG Advisory did not pay a fee to participate or be considered.
RFG Advisory is an innovator in the wealth management industry. In 2022, the team at RFG Advisory is picking up right where they left off. We are proud to announce that InvestmentNews has named RFG Advisory to their list of Best Places to Work for Financial Advisors for the second year in a row.
InvestmentNews collaborated with Best Companies Group, an independent research firm specializing in identifying great places to work, to create the survey and recognition program. Recipients are selected from a two-part survey completed by employers and employees. Employers report their organization’s workplace policies, practices and demographics, and employees complete a survey designed to measure the employee experience. Scores from the employee survey represent three-quarters of the weight of the final rankings.
To qualify as one of InvestmentNews Best Places to Work for Financial Advisers, an advice firm must have at least 15 employees and have been in business for one year. There is no charge to register.
RFG Advisory did not pay a fee to participate or be considered.
CATEGORY: NON-CUSTODIAL RIA SUPPORT PLATFORM
RFG Advisory is honored to be named in the top three finalists for a WealthManagement.com Wealthie award in the Non-Custodial RIA Platform category. This nomination reflects key strengths that set RFG Advisory apart, including our investment in top talent, our commitment to excellence, and our constant advancement of the financial services industry. WealthManagement.com Industry Awards (“Wealthies”) is the only awards program of its kind to honor outstanding achievements by companies, organizations, and individuals that support financial advisor success.
Winners were selected based on quantitative measures of their initiatives — including scope, scale, adoption and feature set — along with qualitative measures such as innovation, creativity and new methods of delivery. The awards program was expanded in 2022 to recognize organizations that are pioneering innovation in retirement planning and charitable giving, as well as progressive companies who are advancing the integration and implementation of digital assets. And for the first time, individual awards paid tribute to up-and-comers at RIA firms.
Each of the 2022 Industry Awards finalist initiatives and company profiles can be found on the WealthiesCircle.com content platform, which will also provide a gateway to the upcoming 2022 Wealthies Podcast Digital Forums paneled by senior executives at finalist and award-winning firms.
A panel of independent judges made up of top names in the industry and led by WealthManagement.com editor-in-chief David Armstrong, determined the winners of the WealthManagement.com Industry Awards, which each year recognizes the firms and individuals who are bringing new innovations to market that make a real difference to the daily activities of financial advisors.
RFG Advisory did not pay to participate in the award selection.
RFG Advisory “RFG,” an innovative and fast-growing platform for independent advisors, is proud to announce that Shannon Spotswood, President, has been shortlisted for The Women in Asset Management Awards 2021 Advocate of the Year. The award celebrates the achievements of outstanding industry talent and role models within the asset and wealth management community.
Shannon Spotswood was Nominated Advocate of the Year in Asset/Wealth Management. The Women in Asset Management Awards recognizes women working in asset/wealth management who lead by example, inspiring women to choose this industry, ensuring equity and inclusion, and creating opportunity for women to have a transformational impact on their organizations in the last 18 months. As well as examining the initiatives the candidates has pioneered to inspire women and diverse talent to succeed in asset/wealth management, judges will also assess their leadership and the initiative’s impact on, and integration with, the business.
RFG Advisory did not pay a fee to participate or be considered.
THOUGHT LEADERSHIP & EDUCATION
RFG Advisory “RFG,” an innovative and fast-growing platform for independent advisors, has earned dual recognition for the ThinkAdvisor LUMINARY Awards Class of 2021 in the category of Thought-Leadership & Education—RFG Advisory received the accolade for the firm and Chief Investment Officer Rick Wedell for Individuals – RIAs.
InvestmentNews has recognized RFG Advisory “RFG,” as a 2021 Innovation Award finalist. RFG Advisory, along with twelve other firms, was chosen as a finalist from several hundred nominations by a committee of InvestmentNews representatives. The judges recognized firms for their creative and novel systems and improvements that help financial advisers take care of their clients, run their businesses and boost client outcomes.
For 2021: RFG Advisory, its new StrongHER Money program is an opportunity to give back to the community while also tapping a market segment that’s been overlooked. Winners are be chosen by InvestmentNews’ advisory board of industry experts.
From more than 100 nominations submitted each year from readers, staff and other experts in the industry, InvestmentNews editors select men and women whose innovative ideas, products and solutions stand out as meaningful contributions to the financial advice profession. A rigorous selection process designed to identify individuals and firms that contributed profoundly and consistently to the advancement of the financial advice profession and for conceiving new ideas and tools that have propelled the industry forward.
RFG Advisory did not pay a fee to participate or be considered.
CATEGORY: NON-CUSTODIAL RIA SUPPORT PLATFORM
RFG Advisory is honored to be named in the top three finalists for a WealthManagement.com Wealthie award in the Non-Custodial RIA Platform category. This nomination reflects key strengths that set RFG Advisory apart, including our investment in top talent, our commitment to excellence, and our constant advancement of the financial services industry. WealthManagement.com Industry Awards (“Wealthies”) is the only awards program of its kind to honor outstanding achievements by companies, organizations, and individuals that support financial advisor success.
Winners were selected based on quantitative measures of their initiatives — including scope, scale, adoption and feature set — along with qualitative measures such as innovation, creativity and new methods of delivery. The awards program was expanded in 2022 to recognize organizations that are pioneering innovation in retirement planning and charitable giving, as well as progressive companies who are advancing the integration and implementation of digital assets. And for the first time, individual awards paid tribute to up-and-comers at RIA firms.
Each of the 2022 Industry Awards finalist initiatives and company profiles can be found on the WealthiesCircle.com content platform, which will also provide a gateway to the upcoming 2022 Wealthies Podcast Digital Forums paneled by senior executives at finalist and award-winning firms.
A panel of independent judges made up of top names in the industry and led by WealthManagement.com editor-in-chief David Armstrong, determined the winners of the WealthManagement.com Industry Awards, which each year recognizes the firms and individuals who are bringing new innovations to market that make a real difference to the daily activities of financial advisors.
RFG Advisory did not pay to participate in the award selection.
CATEGORY: NON-CUSTODIAL RIA SUPPORT PLATFORM
RFG Advisory is honored to be named in the top three finalists for a WealthManagement.com Wealthie award in the Non-Custodial RIA Platform category. This nomination reflects key strengths that set RFG Advisory apart, including our investment in top talent, our commitment to excellence, and our constant advancement of the financial services industry. WealthManagement.com Industry Awards (“Wealthies”) is the only awards program of its kind to honor outstanding achievements by companies, organizations, and individuals that support financial advisor success.
Winners were selected based on quantitative measures of their initiatives — including scope, scale, adoption and feature set — along with qualitative measures such as innovation, creativity and new methods of delivery. The awards program was expanded in 2022 to recognize organizations that are pioneering innovation in retirement planning and charitable giving, as well as progressive companies who are advancing the integration and implementation of digital assets. And for the first time, individual awards paid tribute to up-and-comers at RIA firms.
Each of the 2022 Industry Awards finalist initiatives and company profiles can be found on the WealthiesCircle.com content platform, which will also provide a gateway to the upcoming 2022 Wealthies Podcast Digital Forums paneled by senior executives at finalist and award-winning firms.
A panel of independent judges made up of top names in the industry and led by WealthManagement.com editor-in-chief David Armstrong, determined the winners of the WealthManagement.com Industry Awards, which each year recognizes the firms and individuals who are bringing new innovations to market that make a real difference to the daily activities of financial advisors.
RFG Advisory did not pay to participate in the award selection.
TOP 300 RIA OF 13,000 RIAS NATIONWIDE
This inclusion recognizes and rewards our leadership and commitment to providing the highest level of service and support for our affiliated advisors and their clients. Financial Times is one of the world’s leading news organizations, recognized internationally for authority, integrity, and accuracy. It is part of Nikkei Inc., which provides a broad range of information, news, and services for the global business community.
TOP 300 RIA OF 13,000 RIAS NATIONWIDE
This seventh edition of the FT 300 assesses registered investment advisers based on desirable traits for investors. We present the FT 300 as an elite group, not a competitive ranking of one to 300. This is the fairest way to identify the industry’s elite advisers while accounting for the companies’ different approaches and specializations.
To ensure a list of established companies with substantial expertise, we examine the database of RIAs registered with the US Securities and Exchange Commission and select those with more than $300m in assets under management (AUM).
The Financial Times and Ignites Research, the FT’s sister company, invited qualifying RIA companies — more than 2,000 — to complete a lengthy application that gave us more information about them. We added this to our own research into their practices, including data from regulatory filings. Some 760 RIA companies applied and 300 made the final list.
The formula the FT uses to grade advisers is based on six broad factors and calculates a numeric score for each adviser. Areas of consideration include AUM, asset growth, the company’s age, industry certifications of key employees, SEC compliance record and online accessibility. The reasons these were chosen are as follows:
Among the top factors in our scoring, AUM accounted for an average of 72 per cent of each adviser’s score. Their growth rate accounted for an average of 15 per cent. The FT places a cap on the number of advisers from any one state, corresponding to the distribution of millionaires across the US. The research was conducted on behalf of the Financial Times by Ignites Research, a Financial Times sister publication.
RFG Advisory did not pay a fee to participate or be considered
CATEGORY: DOING GOOD – HONORING PROGRAMS THAT SUPPORT A DESERVING CAUSE OR GIVE BACK TO THE COMMUNITIES WE SERVE: STRONGHER MONEY
StrongHer Money was created to help women to live financially fearless and serve their growing regional network of independent advisors. The platform is a turnkey solution for advisors looking to host educational virtual and live events and provide instant, online access to resources for women centered on contemporary themes: wellness, fitness and health; debt savings and budgeting; work and family life balance; investing; retirement planning; preparing for the unexpected; and philanthropy.
Nominations for the MMI/Barron’s Industry Awards were submitted in an open nomination process, and finalists were selected by a special review committee representing all segments of MMI’s membership. MMI member firms vote to determine the winners in each category.
RFG Advisory did not pay a fee to participate or be considered.
WOMEN TO WATCH: SHANNON SPOTSWOOD
Each year, InvestmentNews honors female financial advisers and industry executives who are distinguished leaders at their firms. An experienced investment banker and hedge fund manager, Shannon Spotswood joined RFG Advisory, a $2 billion hybrid advisory firm, to help build a company that provides other RIA firms with comprehensive support, inspiration and resources. “I’m comfortable living on the edge of cutting-edge tech,” says Spotswood, who views RFG as a service company first, a tech company second and an RIA third. Supportive of education, Spotswood created StrongHer Money, a platform to help women by providing financial information and support, and will serve as the next chairman of the educational foundation for Birmingham’s public schools.
For 2020: WOMEN TO WATCH: SHANNON SPOTSWOOD
This is InvestmentNews’ sixth annual Women to Watch recognition program and we’re honoring 23 female financial advisers and industry executives who are advancing the financial advice industry.
These leaders share their experiences and expertise with others in the business — especially other women — and give back to their communities in spades. The 2020 Women to Watch honorees were chosen by an InvestmentNews selection committee out of hundreds of nominations.
RFG Advisory did not pay a fee to participate or be considered.
All investing involves risk, including loss of principal. There is no guarantee the investment process will lead to profits. Past performance of any security or strategy is no guarantee or indication of future results or performance. Market conditions change continuously.
Securities offered by Registered Representatives through Private Client Services. Member FINRA / SIPC. Advisory services offered by Investment Advisory Representatives of RFG Advisory, LLC (“RFG Advisory” or “RFG”), a registered investment advisor. Private Client Services and RFG Advisory are unaffiliated entities. Advisory services are only offered to clients or prospective clients where RFG Advisory and its representatives are properly licensed or exempt from licensure. No advisory services may be rendered by RFG Advisory unless a client agreement is in place.
RFG Advisory is an SEC-registered investment adviser. SEC registration does not constitute an endorsement of RFG by the Commission, nor does it indicate that RFG or any associated investment advisory representative has attained a particular level of skill or ability.
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