August 7, 2025

Rewiring Compliance: Embracing an AI-Driven Future With Archive Intel 

Share

“We’ve built a new, modern, innovative and efficient workflow process for all of your e-comms. That encompasses everything from email, social media, website, and text chat messages.” 

In this episode of the Game Film Podcast, Dr. Jordan Hutchison sits down with Larry Shumbres, Founder and CEO of Archive Intel, to talk about how compliance is being rewritten with AI, speed, and Advisor-first innovation. Larry shares his journey from IBM to Wall Street, through building and selling Totum Risk, and now scaling one of the fastest-growing surveillance and archiving platforms in fintech. 

Larry breaks down how Archive Intel aims to help Advisors streamline workflows, mitigate false positives, and stay ahead of audits (without sacrificing the Advisor-client experience). From solving the iMessage archiving challenge to serving both solo Advisors and enterprise giants, this episode is packed with insights on leadership, culture, and creating tools that actually work

What You’ll Learn: 

  • Why legacy compliance tools are breaking (and how AI is fixing them) 
  • The SEC enforcement trend every Advisor should be preparing for 
  • What Larry looks for when building teams and scaling a fintech startup 

Stay inspired: Subscribe to the RFG newsletter for more game-changing insights. Click here to subscribe. 

Connect 

Content here is for illustrative purposes and general information only. It is not legal, tax, or individualized financial advice; nor is it a recommendation to buy, sell, or hold any specific security, or engage in any specific trading strategy.

Information here may be provided, in part, by third-party sources. These sources are generally deemed to be reliable; however, neither our guest nor RFG Advisory guarantee the accuracy of third-party sources.

The views expressed here are those of our guest. They do not necessarily represent those of RFG Advisory, its employees, or its clients. This commentary should not be regarded as a description of advisory services provided by RFG Advisory, or performance returns of any client. The views reflected in the commentary are subject to change at any time without notice.

Securities offered by Registered Representatives of Private Client Services. Member FINRA / SIPC. Advisory services offered by Investment Advisory Representatives of RFG Advisory, LLC (“RFG Advisory or “RFG”), a registered investment advisor. Private Client Services and RFG Advisory are unaffiliated entities. Advisory services are only offered to clients or prospective clients where RFG Advisory and its representatives are properly licensed or exempt from licensure. No advisory services may be rendered by RFG Advisory unless a client agreement is in place.

RFG Advisory is an SEC-registered investment adviser. SEC registration does not constitute an endorsement of RFG by the Commission, nor does it indicate that RFG or any associated investment advisory representative has attained a particular level of skill or ability.

Schedule a call